Operational and Financial Risk Management Control Mechanisms for Over-the-Counter Derivatives Activities of Regulated Securities Firms

Documents by Author

International Organization of Securities...

Operational and Financial Risk Managemen...

International Organization of Securities Commissions (IOSCO)

Operational and Financial Risk Management Control Mechanisms for Over-the-Counter Derivatives Activities of Regulated Securities Firms

Part 1: Background

Part 2: Risk Management Control Mechanisms

Appendix A: OTC Derivatives Studies and Related Documents

Appendix B: The Role of Regulators

Appendix C: IOSCO Working Party no.3

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