| the Working Group | IOSCO Working Group No 5 on Investment Management. |
| CIS | An open end Collective Investment Scheme. |
| the Principles | The IOSCO Principles for the Regulation of Collective Investment Schemes, published at the IOSCO Annual Conference, Paris, July 1995. |
| operator (of CIS) | The legal entity that has overall responsibility for the management and performance of functions of the CIS. |
| regulatory authority | Regulatory authority or supervisor of CIS, or a combination of authorities, that derive power from a single statutory or government authority. |
| home jurisdiction | Jurisdiction where the CIS is based. |
| foreign jurisdiction | Jurisdiction where the CIS is being marketed or sold, outside the home jurisdiction. |
| foreign CIS | CIS which is being marketed or sold outside its home jurisdiction into another jurisdiction. |
| home regulatory authority | The regulatory authority of the jurisdiction where the CIS is based. |
| foreign regulatory authority | The regulatory authority of the jurisdiction where the operator intends marketing the CIS, outside the home jurisdiction. |