The moral and physical persons mentioned in Section 1 shall specifically inform the securities regulatory authorities about any of the following events:
- Any changes in the company´s corporate purpose and any material alterations in the company's activities or the initiation of new ones.
- Disposition or acquisition of a significant part of the company's fixed assets as per the last balance sheet.
- Resignation or removal of members of the management or of the supervisory body and their substitutes.
- Any decision taken to carry out or to modify extraordinary investments or entering into or modifying the financial or commercial transactions that might have an impact on the company´s situation.
- Profits and / or losses equivalent to a significant part of the company´s net worth.
- Occurrence of any event of dissolution, indicating the steps that will be proposed when the event is curable.
- Application by the company for the commencement of a bankruptcy reorganization procedure, revocation, judicial approval or rejection of the terms and conditions of the reorganization proposal, petitions by the company or a third party for the bankruptcy liquidation of the company, declaration or rejection of the bankruptcy liquidation, describing the reasons for such decision, method of termination of bankruptcy, requests for bankruptcy extension to other companies and underlying liabilities, prebankruptcy arrangements whether or not under court supervision and whether or not in accordance with the procedure set forth by applicable bankruptcy law.
- Acts and facts of any nature that might seriously obstruct the development of corporate activities, specifying its implications in the company´s business.
- Judicial actions of any nature initiated by or against the company of material economic importance or otherwise material for the prospects of the company, the development of its activities and the relevant resolutions adopted in such process.
- Any licensing or franchising agreement or its cancellation which may materially affect the issuer´s operations.
- Any occurrence of an event of default under the terms and conditions of any issue of debentures, negotiable obligations, bonds or any other publicly traded security.
- Constitution of mortgages or pledges on assets when they exceed a significant part of the company´s net worth.
- All guarantees and sureties granted indicating the consideration thereof, the guarantees or sureties were issued and the amount of the obligation, when they exceed a significant part (20%) of the company´s net worth, as well as the ones granted to secure transactions unrelated directly with the company´s business when they exceed a certain percentage of the issuer´s net worth. Financial institutions shall only report those guarantees and sureties granted beyond the regular course of business.
- Any purchase or sale of stock or convertible debt securities of other companies when the amount exceeds a significant part of the issuer´s or purchaser´s net worth.
- Contracts of any nature that limit the distribution of profits with copies thereof.
- Facts of any nature that materially affects or might materially affect the economic, financial or equity situation of these companies controlling, or controlled by the company including the sale of or the constitution of sureties / pledges on an important part of such companies assets.
- Authorization, suspension, retirement or cancellation of the listing of the company´s securities in the country or abroad.
- Penalties to the company or to its corporate bodies by the regulatory authorities.
- Voting agreements when known.
- Any contract between the company, directly or indirectly and the members of its corporate bodies, management and members of the supervisory body, or any legal entity controlled by this persons that are not entered on an arms´ length basis or otherwise beyond the regular activities of the company, together with a copy of such agreements.
- Changes on the stockholding of the controlling shareholders.
- Merger, consolidation, or spin off the company.
- Alteration of the rights and privileges of the securities issued by the company.
The above list is only indicative and it won´t discharge the persons mentioned before of the obligation to inform every other fact or act included under the general rule but not specifically included above.
