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Additional Regulatory Documents

Financial Integrity Recommendations for Futures and Options Markets and Market Participants

The Futures Industry Association is a US-based international association which acts as a principal spokesman for the futures and options industry. Our membership, which has its roots in the brokerage community, now represents all facets of the futures industry including institutional users doing business internationally. FIA actively works to preserve the system of free and competitive markets by representing the interests of the industry in connection with legislative and regulatory issues.

For paper copies of the FIA Task Force Recommendations, phone (202) 466-5460, fax: (202) 296-3184.

Letter From Chairman

Task Force Participants

Introduction: Task Force Objects & Structure

Recommendations for Regulators, Exchanges and Clearinghouses

Recommendations for Brokers and Intermediaries

Recommendations for Customers

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