Capital Adequacy Standards for Securities Firms
Annex A Segregation of Client Money and Securities Annex B Differences between the Approach of Banking Supervisors and Securities Regulators Annex C Members of the Working Group No. 3 of the Technical Committee of the International Organisation of Securities Commissions
Annex A Segregation of Client Money and Securities
Annex B Differences between the Approach of Banking Supervisors and Securities Regulators
Annex C Members of the Working Group No. 3 of the Technical Committee of the International Organisation of Securities Commissions
Contact us * Risk Library * Documents by Author * International Organization of Securities Commissions (IOSCO) * Capital Adequacy Standards for Securities Firms