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Coordinator Paper

Annex 1

Catalogue of possible elements of coordination

Information sharing** Group-wide assessment** Supervisory activities**
Adverse information is communicated by supervisors to the coordinator. Availability of information on group-wide structure, financial condition, key group-wide exposures and intra-group exposures is ascertained periodically by coordinator. Planned supervisory activities by supervisors is communicated to coordinator.
All relevant information is communicated by supervisors to the coordinator. Key information on group-wide structure, "large" group-wide exposures, intra-group transactions and financial condition is maintained by the coordinator. Planned supervisory activities by the coordinator and other supervisors are exchanged.
Coordinator stands ready to answer all inquiries from other supervisors. Key information on group-wide structure etc. is provided to relevant supervisors if they wish to make a group-wide assessment. Avoidance of overlap in supervisory activities through bilateral discussions of the coordinator and other supervisors.
Coordinator receives information from a variety of sources and provides key information to relevant supervisors if a problems appears to be emerging. Coordinator makes an assessment of key areas (e.g. large exposures, financial condition and intra-group exposures) and addresses any issues with regulated entities in the conglomerate. Participation of the coordinator in on-site visits or examinations of an institution's foreign activities where legal and appropriate.
Coordinator receives information from a variety of sources and provides key information to relevant supervisors. Coordinator makes an assessment of key areas (e.g. large exposures, financial condition and intra-group exposures) and communicates potential problems to relevant supervisors. Coordination of planned supervisory activities and supervisory actions when a serious problem arises crossing jurisdictional lines.
Coordinator facilitates extensive information flows under certain circumstances, e.g. emergencies. Coordinator makes group-wide assessment and discusses observations with relevant supervisors. Coordinated reviews or examinations of a business line crossing several legal entities, or a global risk management or control function.
**Elements in one category are not linked in any way to the elements in other categories.

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