1.Factors considered in granting, restricting or revoking license/registration (e.g., capital adequacy, organisational structure, management)
2.Conditions under which authority/ability is used or not used

B. Changes in financial institution powers/structure

1.Source of authority by type of institution (e.g., bank, securities and insurance institutions, affiliates of regulated entities)
2.Necessity of obtaining supervisor's approval for new activities
3.Necessity of obtaining supervisor's approval to invest in subsidiaries or associated companies
4.Necessity of obtaining supervisor's approval for change of ownership/control

C. Authority to compel reports/information from institutions, from external auditors, from third parties

1. Type of entity/source
2. Scope, including affiliates of the regulated entity

D. Authority to share information

1. Other supervisors or regulators

• a. Banking,. securities and insurance supervisors
  
• b. Domestic vs. foreign

E. Authority to make on-site visits

1. Type of entity
2. Scope of review
3. Frequency requirements
4. Affiliates of regulated entity

F. Statutory/regulatory authority to take enforcement or remedial action

1. Publicly disclosed
2. Undisclosed/non-public
3. Authority to enforce other regulators/supervisors laws
4. Authority of supervisor to stop activities of financial institution
5. Responsibility to refer matters to other regulators
6. Conditions under which authority is used or not used

G. Obligation/authority to promulgate prudential standards

H. Obligation/authority to promulgate financial integrity standards