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International Organization of Securities Commissions (IOSCO)

International Conduct of Business Principles

THE TECHNICAL COMMITTEE OF THE INTERNATIONAL ORGANIZATION

OF SECURITIES COMMISSIONS


July 9, 1990

TABLE OF CONTENTS

Introduction2
PART ONE
ELABORATION OF INTERNATIONAL CONDUCT OF
BUSINESS PRINCIPLES
3-6
I - The evolution of financial markets and the development
of conduct of business standards
34
II - Reasons for formulating conduct of business principles
on an international level
4
III - The objectives of the international conduct of business principles 4-5
IV - The implementation of conduct of business principles 5-6
V - Conclusion6
PART TWO
INTERNATIONAL CONDUCT OF BUSINESS PRINCIPLES 7-9
I - Definition of conduct of business principles 7
II - Impact of the principles proposed by the working party 7
III - Persons to whom the principles apply 7
IV - International conduct of business principles 8-9

Introduction

Part One
Elaboration of International conduct of Business Principles

Part Two
International Conduct of Business Principles

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