Sources of Risk
 Public Policy Objectives
 Risk Mitigation

















 

Key Risk Concepts

Public Policy Objectives

Overview: Systemic Safety

Overview: Market Integrity

Overview: Customer Protection

It is generally accepted that financial markets require official regulation because there are legitimate public policy concerns which cannot be adequately addressed by the market itself. While it is possible to set out these public policy objectives under these three distinct headings, it is important to recognise that there is a significant interaction between them. Thus issues related to market integrity and customer protection have implications for systemic safety, and vice versa.

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Key Risk Concepts