• The protection of investors;
• Ensuring that markets are fair, efficient and transparent;
• The reduction of systemic risk.

The 30 principles need to be practically implemented under the relevant legal framework to achieve the objectives of regulation described above. The principles are grouped into eight categories.

1. Principles Relating to the Regulator
2. Principles for Self-Regulation
3. Principles for the Enforcement of Securities Regulation
4. Principles for Cooperation in Regulation
5. Principles for Issuers
6. Principles for Collective Investment Schemes
7. Principles for Market Intermediaries
8. Principles for the Secondary Market

Foreword and Executive Summary

Table of Content

Part I

Part II

Part III

List of IOSCO Resolutions

IOSCO Documentation

The Legal Framework

Footnotes