1.	Introduction
2.	Implementation
3.	Structure of the Document
4.	Objectives of Securities Regulation
		4.1 Objectives of Securities Regulation
		4.2 Discussion of the Objectives
			4.2.1 The Protection of Investors
			4.2.2 Ensuring that Markets are Fair, Efficient, and Transparent
			4.2.3 The Reduction of Systemic Risk
5.	The Regulatory Environment

Part II - The Regulator

6.	The Regulator
		6.1 Principles Relating to the Regulator
		6.2 Clear Responsibility
		6.3 Independence and Accountability
		6.4 Adequate Powers and Proper Resources
		6.5 Clear and Consistent Regulatory Processes
		6.6 The Conduct of Staff
7.	Self-Regulation
		7.1 Principles for Self-Regulation
		7.2 The Role of SROs
		7.3 Authorization and Oversight
8.	Enforcement of Securities Regulation
		8.1 Principles for the Enforcement of Securities Regulation
		8.2 Inspection and Compliance Programs
		8.3 Comprehensive Enforcement Powers
		8.4 International Enforcement
		8.5 Money Laundering
9.	Cooperation in Regulation
		9.1 Principles for Cooperation in Regulation
		9.2 The Need for Domestic Cooperation
		9.3 The Need for International Cooperation
		9.4 The Scope of Cooperation
		9.5 Cooperation on Financial Conglomerates

Part III - Issuers, Market Intermediaries, and Secondary Markets

10.	Issuers
		10.1 Principles for Issuers
		10.2 The Scope of this Section and the Need to Regulate Issuers
		10.3 Timely Disclosure of Information
		10.4 When Disclosure is Required
		10.5 Information About Corporate Control
		10.6 Accounting and Auditing Standards
11.	Collective Investment Schemes
		11.1 Principles for Collective Investment Schemes
		11.2 Scope of this Section
		11.3 Eligibility to Act as an Operator
		11.4 Supervision of Conduct, Conflicts of Interest and Delegation
		11.5 Legal Form and Structure
		11.6 Disclosure to be Made to Investors
		11.7 Client Asset Protection
		11.8 Asset Valuation and Pricing
		11.9 Redemption of Interest in a Scheme
		11.10 International Regulatory Cooperation
12.	Market Intermediaries