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B. CHANGES IN FINANCIAL INSTITUTIONPOWERS/STRUCTURE |
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1. SOURCE OF AUTHORITY BY TYPE OF INSTITUTION
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2. NECESSITY OF OBTAINING APPROVAL FOR NEW ACTIVITIES
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3. NECESSITY OF OBTAINING APPROVAL TO INVEST IN SUBSIDIARIES, etc...
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4. NECESSITY OF OBTAINING APPROVAL FOR CHANGE OF OWNERSHIP/CONTROL
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C. AUTHORITY TO COMPEL REPORTS/INFORMATION FROM INSTITUTIONS, ETC... |
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1. TYPE OF ENTITY/SOURCE
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2. SCOPE, INCLUDING. AFFILIATES
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D. AUTHORITY TO SHARE INFORMATION |
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1. OTHER SUPERVISORS | | | |
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a. Banking, Securities and Insurance Supervisors
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b. Domestic and Foreign
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2. LAW ENFORCEMENT
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3. MONETARY AUTHORITIES
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4. OTHER THIRD PARTIES
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5. OBLIGATIONS OF PROFESSIONAL SECRECY
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6. OTHER CONDITIONS EG RECIPROCITY
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E. AUTHORITY TO MAKE ON-SITE VISITS |
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1. TYPE OF ENTITY
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2. SCOPE OF REVIEW
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3. FREQUENCY REQUIREMENTS
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4. AFFILIATES OF ENTITY
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F. AUTHORITY TO TAKE ENFORCEMENT OR REMEDIAL ACTION |
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1. PUBLICLY DISCLOSED
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2. UNDISCLOSED/NON-PUBLIC
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3. AUTHORITY TO ENFORCE OTHER LAWS
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4. AUTHORITY TO STOP ACTIVITIES
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5. RESPONSIBILITY TO REFER MATTERS TO OTHERS
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6. CONDITIONS UNDER WHICH AUTHORITY IS USED OR NOT USED
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G. OBLIGATION/AUTHORITY TO PROMULGATE PRUDENTIAL STANDARDS |
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H. OBLIGATION/AUTHORITY TO PROMULGATE FINANCIAL INTEGRITY STANDARDS |
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